Your broker/dealer has a relationship with National Financial Services LLC (NFS). NFS may provide trade execution, clearing, and other related services for your brokerage account. In this role, NFS distributes required and supplemental information to you regarding your account. If you have any questions regarding the information posted here, please contact your investment professional.
Tax Statement Guides
Important information to help you complete your annual tax returns:
Annual Regulatory Notifications
Annual notices on how NFS protects your account and privacy:
Other Regulatory Information
Supplemental guides and procedures: