National Financial Services LLC
Tax and Regulatory Resources
Your resource for important regulatory and supplemental tax-related information from National Financial Services LLC (NFS).
Your broker/dealer has a relationship with National Financial Services LLC (NFS). NFS may provide trade execution, clearing, and other related services for your brokerage account. In this role, NFS distributes required and supplemental information to you regarding your account. If you have any questions regarding the information posted here, please contact your investment professional.
Information to help you complete annual tax returns:
NFS Regulatory Notifications
Annual notices on how NFS protects your account and privacy:
- Statement of Financial Condition
- National Financial Services LLC Business Continuity Statement
- Safeguarding Your Accounts
- Callable Securities Lottery Disclosure
- National Financial Services LLC Important Information Regarding Your Account
- National Financial Services LLC New Brokerage Account Disclosures
Supplemental guides and procedures:
Check the background of this firm on FINRA's BrokerCheck