National Financial Services LLC Tax and Regulatory Resources

Your resource for important regulatory and supplemental tax-related information from National Financial Services LLC (NFS).

Your broker/dealer has a relationship with National Financial Services LLC (NFS). NFS may provide trade execution, clearing, and other related services for your brokerage account. In this role, NFS distributes required and supplemental information to you regarding your account. If you have any questions regarding the information posted here, please contact your investment professional.

Tax Resources

Information to help you complete annual tax returns:

Form 5498 Instructions
IRS 1099 L2 Instructions
Royalty Trust Tax Information
Importing NFS Tax Information into TaxAct
Importing NFS Tax Information into TurboTax
Importing NFS Tax Information into H&R Block
990-T Fact Sheet
Tax Year 2022: 990-T Sponsor Kick-Off Meeting Replay

NFS Regulatory Notifications

Annual notices on how NFS protects your account and privacy:

Statement of Financial Condition
National Financial Services LLC Business Continuity Statement
Safeguarding Your Accounts
Callable Securities Lottery Disclosure
National Financial Services LLC Important Information Regarding Your Account
National Financial Services LLC New Brokerage Account Disclosures

Other Information

Supplemental guides and procedures:

IRA Notice of Withholding
Premiere Select Defined Contribution Profit Sharing/Money Purchase Plan Restatement Mailer
Premiere Select Defined Contribution Individual 401(k) Plan Restatement Mailer
Municipal Investor Education & Protection Disclosure: Find More Information in the Regulatory Insert, Section 7

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